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2013 FINRA Annual Conference - Financial Industry Regulatory Authority

Renaissance Washington, DC Downtown Hotel, Washington, District of Columbia
May 20 - May 22, 2013

Overview

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees about 4,405 brokerage firms, about 162,780 branch offices and approximately 629,865 registered securities representatives.

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